SFC Licences of TSANG Yiu Fai, Nyon 曾曜暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 07 July 2010 | 01 June 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 25 August 2008 | 01 June 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 25 August 2008 | 01 June 2011 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 18 September 2006 | 29 March 2007 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 18 September 2006 | 29 March 2007 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 March 2005 | 15 July 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 March 2005 | 15 July 2006 |