SFC licenceholder ALT754 CHEUNG Hoi Shan 張海珊

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 July 2020

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 23 November 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 March 2015 23 November 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RO [1] (Dealing in Securities) 10 April 2014 07 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE [4] (Advising on Securities) 21 October 2011 07 March 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 28 April 2005 07 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE [1] (Dealing in Securities) 28 April 2005 10 April 2014