SFC Licences of LIM Sang Soon 任祥淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2007 | 12 April 2009 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 March 2005 | 16 June 2007 |