SFC Licences of LIM Sang Soon 任祥淳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 July 2007 12 April 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 01 March 2005 16 June 2007