SFC Licences of SOU Chon Hei 蘇峻晞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 27 January 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 20 October 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 20 October 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 19 August 2015 12 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 19 August 2015 12 March 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 10 October 2014 14 August 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 October 2014 14 August 2015
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 2 07 October 2013 26 September 2014
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 1 07 October 2013 26 September 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 11 November 2008 30 April 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 11 November 2008 30 April 2010
Credit Suisse Futures (Hong Kong) Limited RE 7 26 August 2005 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 26 August 2005 24 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 26 February 2005 30 April 2010