SFC Licences of BENNETT Alex John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABN AMRO Clearing Hong Kong Limited | RO | 2 | 03 May 2018 | |
ABN AMRO Clearing Hong Kong Limited | RO | 1 | 03 May 2018 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2008 | 05 November 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2008 | 05 November 2009 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 20 April 2006 | 24 November 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 20 April 2006 | 24 November 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 March 2005 | 05 November 2009 |