SFC Licences of CHAN Wai Ming 陳偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cohen & Steers Asia Limited RO 4 20 May 2016
Cohen & Steers Asia Limited RO 1 20 May 2016
Cohen & Steers Asia Limited RE 4 23 June 2010 20 May 2016
Cohen & Steers Asia Limited RE 1 23 June 2010 20 May 2016
HSBC Investment Funds (Hong Kong) Limited RE 1 01 March 2005 27 July 2005
HSBC Global Asset Management (Hong Kong) Limited RE 9 01 March 2005 27 July 2005
HSBC Global Asset Management (Hong Kong) Limited RE 4 01 March 2005 27 July 2005