SFC Licences of WANG Xiaomeng 王小蒙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 07 January 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 07 January 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 07 January 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 15 March 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 15 March 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 15 March 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 11 July 2005 | 30 March 2007 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 08 March 2005 | 30 March 2007 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 08 March 2005 | 30 March 2007 |