SFC Licences of WOOD Malcolm Ross John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 November 2015 | 17 November 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 November 2015 | 17 November 2015 |
| Minerva Capital Management Limited | RE | 9 | 30 November 2009 | 23 June 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 04 March 2005 | 13 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 March 2005 | 13 February 2009 |