SFC Licences of KUO Che-Jung 郭哲榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 21 January 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 2 21 November 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 21 November 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 22 September 2015 21 November 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 23 November 2009 21 November 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 23 November 2009
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 28 April 2005 25 November 2008
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 28 April 2005 25 November 2008