SFC Licences of KUO Che-Jung 郭哲榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 21 January 2021 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 2 | 21 November 2019 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 21 November 2019 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 22 September 2015 | 21 November 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 23 November 2009 | 21 November 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 23 November 2009 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 28 April 2005 | 25 November 2008 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 28 April 2005 | 25 November 2008 |