SFC Licences of TURTLE Simone
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited | RE | 7 | 02 July 2014 | 02 February 2021 |
| Virtu ITG Hong Kong Limited | RE | 1 | 02 July 2014 | 02 February 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 12 July 2013 | 21 February 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 July 2013 | 21 February 2014 |
| Tufton Oceanic Far East Limited | RO | 9 | 19 November 2009 | 30 June 2012 |
| Tufton Oceanic Far East Limited | RO | 4 | 19 November 2009 | 30 June 2012 |
| Tufton Oceanic Far East Limited | RO | 1 | 19 November 2009 | 30 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 11 November 2008 | 01 April 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 11 November 2008 | 01 April 2009 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 September 2006 | 01 April 2009 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 01 September 2006 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 01 September 2006 | 24 November 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 March 2005 | 01 April 2009 |