SFC Licences of CHANG Chun Lap 張駿立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Swissquote Asia Limited | RO | 3 | 22 October 2014 | |
Swissquote Asia Limited | RE | 3 | 14 August 2014 | 22 October 2014 |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RO | 3 | 21 October 2010 | 15 June 2014 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 17 February 2010 | 15 June 2014 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 17 February 2010 | 15 June 2014 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 10 March 2005 | 24 July 2007 |