SFC Licences of TONG Derek Wai Hon 唐偉瀚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	27 February 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	2	11 July 2013	28 January 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	11 July 2013	28 January 2014
Nomura Securities (Hong Kong) Limited	RE	2	03 February 2010	20 October 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	30 September 2009	20 October 2012
Nomura Futures (Hong Kong) Limited	RE	2	30 September 2009	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	20 October 2012
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	23 August 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	19 July 2007	29 September 2008
Credit Suisse Futures (Hong Kong) Limited	RE	7	09 March 2005	20 June 2007
Credit Suisse Futures (Hong Kong) Limited	RE	2	09 March 2005	20 June 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	09 March 2005	20 June 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	09 March 2005	20 June 2007