SFC Licences of TONG Derek Wai Hon 唐偉瀚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 27 February 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 11 July 2013 28 January 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 11 July 2013 28 January 2014
Nomura Securities (Hong Kong) Limited RE 2 03 February 2010 20 October 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 30 September 2009 20 October 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 20 October 2012
Nomura Futures (Hong Kong) Limited RE 2 30 September 2009 19 February 2010
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 23 August 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 19 July 2007 29 September 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 09 March 2005 20 June 2007
Credit Suisse Futures (Hong Kong) Limited RE 2 09 March 2005 20 June 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 09 March 2005 20 June 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 09 March 2005 20 June 2007