SFC Licences of LI Chun Kit, Joseph 李駿傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 29 September 2020 | 04 March 2021 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 03 September 2019 | 04 March 2021 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 03 September 2019 | 04 March 2021 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 30 August 2012 | 05 April 2013 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 15 August 2005 | 30 June 2008 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 March 2005 | 19 July 2005 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 March 2005 | 19 July 2005 |