SFC Licences of LI Chun Kit, Joseph 李駿傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 29 September 2020 04 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 03 September 2019 04 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 03 September 2019 04 March 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 30 August 2012 05 April 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 15 August 2005 30 June 2008
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 11 March 2005 19 July 2005
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 11 March 2005 19 July 2005