SFC Licences of STURMAN Jonathan Marc
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 October 2007 | 29 June 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 October 2007 | 29 June 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 March 2007 | 06 October 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 30 August 2006 | 06 October 2016 |
UBS Securities Asia Limited | RE | 2 | 10 March 2005 | 22 June 2006 |
UBS Securities Asia Limited | RE | 1 | 10 March 2005 | 22 June 2006 |