SFC Licences of WU Ping-Chieh 吳品潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 18 July 2005 | 31 December 2006 |
Anuenue Securities Limited 鉅亨證券有限公司 | RE | 1 | 24 May 2005 | 07 June 2005 |