SFC Licences of KAN Pui Yin 簡佩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 21 December 2012 | 08 June 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 December 2012 | 08 June 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 12 March 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 April 2008 | 12 March 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 April 2008 | 06 December 2010 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 11 March 2005 | 13 June 2005 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 March 2005 | 13 June 2005 |