SFC Licences of HO Shirley Yan-fen 何艷芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 13 October 2010 | 30 May 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 13 October 2010 | 30 May 2012 |
| CAIIS Limited | RE | 1 | 12 July 2006 | 14 April 2010 |
| CAIIS Limited | RE | 4 | 13 April 2005 | 14 April 2010 |