SFC Licences of KWAN Wing Kin 關永堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asiya Investments Hong Kong Limited | RE | 9 | 22 April 2014 | 07 July 2016 |
Asiya Investments Hong Kong Limited | RE | 4 | 22 April 2014 | 07 July 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 15 July 2008 | 11 September 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 July 2008 | 11 September 2013 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 25 June 2007 | 01 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 25 June 2007 | 01 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 18 May 2007 | 01 June 2008 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 10 March 2005 | 03 May 2007 |