SFC Licences of YU Ki Biu 余奇飈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 January 2020 | 03 July 2020 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 January 2020 | 03 July 2020 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 31 December 2019 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 31 December 2019 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 3 | 13 February 2017 | 15 January 2018 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 08 May 2013 | 12 February 2017 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 05 October 2006 | 12 February 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 18 March 2005 | 12 February 2017 |