SFC Licences of SHI Qi 施琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 6 | 20 December 2017 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 01 June 2012 | 20 December 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 02 September 2008 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 April 2007 | 02 September 2008 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 1 | 22 March 2005 | 31 December 2008 |