SFC Licences of SHI Qi 施琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 20 December 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 01 June 2012 20 December 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 02 September 2008
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 24 April 2007 02 September 2008
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 1 22 March 2005 31 December 2008