SFC Licences of GORO Harunobu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 22 March 2024 | 27 March 2024 |
| UBS Securities Asia Limited | RE | 4 | 21 July 2023 | 26 July 2023 |
| UBS Securities Asia Limited | RE | 4 | 17 February 2023 | 22 February 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 17 January 2019 | 25 August 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 May 2009 | 29 June 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 March 2008 | 01 April 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 December 2007 | 19 December 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 April 2006 | 11 May 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 March 2005 | 22 December 2005 |