SFC Licences of SHUM Ngai Ho 沈毅豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 4 | 14 December 2022 | |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 14 December 2022 | |
| Arta Global Futures Limited 裕承環球期貨有限公司 | RO | 2 | 14 December 2022 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 04 November 2016 | 01 March 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 04 November 2016 | 01 March 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 2 | 04 November 2016 | 01 March 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 04 November 2016 | 01 March 2022 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 08 September 2016 | 04 November 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 04 March 2014 | 04 November 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 04 November 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 March 2005 | 04 November 2016 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 24 March 2005 | 27 January 2011 |