SFC Licences of O'NEILE James Finlay

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	4	25 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	1	25 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	27 September 2021	25 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	27 September 2021	25 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	27 September 2021
GSA Capital Partners (Hong Kong) Limited	RO	9	02 May 2018	21 October 2019
GSA Capital Partners (Hong Kong) Limited	RO	1	02 May 2018	21 October 2019
Nomura Securities (Hong Kong) Limited	RE	2	04 February 2010	23 April 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	09 March 2009	20 July 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	21 March 2005	20 July 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	21 March 2005	20 July 2017
Nomura Futures (Hong Kong) Limited	RE	2	21 March 2005	19 February 2010