SFC Licences of FISHER Jeffery Michael

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ayres Capital Management Asia Limited RO 9 05 August 2015 28 February 2018
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 9 13 August 2013 26 January 2015
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 4 13 August 2013 26 January 2015
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 1 13 August 2013 26 January 2015
Crosby Securities Limited 高誠證券有限公司 RO 4 06 March 2013 15 April 2013
Crosby Securities Limited 高誠證券有限公司 RO 1 06 March 2013 15 April 2013
Conning Asia Pacific Limited 康利亞太有限公司 RO 9 24 February 2012 14 August 2012
Conning Asia Pacific Limited 康利亞太有限公司 RO 4 24 February 2012 14 August 2012
Conning Asia Pacific Limited 康利亞太有限公司 RO 1 24 February 2012 14 August 2012
RAB Capital (Asia) Limited RE 9 25 August 2008 30 June 2010
RAB Capital (Asia) Limited RE 5 25 August 2008 30 June 2010
RAB Capital (Asia) Limited RE 1 25 August 2008 30 June 2010
RAB Capital (Asia) Limited RE 4 07 July 2008 30 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 24 May 2006 17 January 2008
Peak Capital Limited RO 9 30 September 2005 20 April 2006
Peak Capital Limited RO 4 30 September 2005 20 April 2006