SFC Licences of FISHER Jeffery Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ayres Capital Management Asia Limited | RO | 9 | 05 August 2015 | 28 February 2018 |
Zhongcai Asset Management Limited 中財資產管理有限公司 | RO | 9 | 13 August 2013 | 26 January 2015 |
Zhongcai Asset Management Limited 中財資產管理有限公司 | RO | 4 | 13 August 2013 | 26 January 2015 |
Zhongcai Asset Management Limited 中財資產管理有限公司 | RO | 1 | 13 August 2013 | 26 January 2015 |
Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 06 March 2013 | 15 April 2013 |
Crosby Securities Limited 高誠證券有限公司 | RO | 1 | 06 March 2013 | 15 April 2013 |
Conning Asia Pacific Limited 康利亞太有限公司 | RO | 9 | 24 February 2012 | 14 August 2012 |
Conning Asia Pacific Limited 康利亞太有限公司 | RO | 4 | 24 February 2012 | 14 August 2012 |
Conning Asia Pacific Limited 康利亞太有限公司 | RO | 1 | 24 February 2012 | 14 August 2012 |
RAB Capital (Asia) Limited | RE | 9 | 25 August 2008 | 30 June 2010 |
RAB Capital (Asia) Limited | RE | 5 | 25 August 2008 | 30 June 2010 |
RAB Capital (Asia) Limited | RE | 1 | 25 August 2008 | 30 June 2010 |
RAB Capital (Asia) Limited | RE | 4 | 07 July 2008 | 30 June 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 24 May 2006 | 17 January 2008 |
Peak Capital Limited | RO | 9 | 30 September 2005 | 20 April 2006 |
Peak Capital Limited | RO | 4 | 30 September 2005 | 20 April 2006 |