SFC Licences of LEUNG Bobby Chi-kan 梁智勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
orientiert XYZ Securities Limited | RE | 6 | 01 November 2016 | 31 January 2020 |
orientiert XYZ Securities Limited | RE | 4 | 13 October 2016 | 31 January 2020 |
orientiert XYZ Securities Limited | RE | 1 | 13 October 2016 | 31 January 2020 |
UBS Securities Asia Limited | RE | 4 | 19 July 2011 | 03 October 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 March 2007 | 03 September 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 April 2005 | 07 February 2007 |