SFC Licences of WONG Claudio 王久昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 June 2008 | 06 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 June 2008 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 June 2008 | 06 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 June 2008 | |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 09 August 2007 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 09 August 2007 | 23 November 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 March 2005 | 24 May 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 March 2005 | 24 May 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 21 March 2005 | 24 May 2007 |