SFC Licences of ZHANG Pei 張沛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 January 2014 | 11 June 2015 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 11 July 2013 | 01 November 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 February 2009 | 25 March 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 February 2009 | 25 March 2013 |
China Value Investment Limited 中國價值投資有限公司 | RE | 9 | 13 October 2008 | 31 December 2008 |
CICC US Securities, Inc. | RE | 1 | 06 August 2007 | 22 July 2008 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 29 March 2005 | 22 July 2008 |