SFC Licences of CHAN Cheuk Wing, Andy 陳焯榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 9 | 15 April 2021 | 27 August 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 4 | 15 April 2021 | 27 August 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 September 2019 | 27 August 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 18 February 2009 | 15 April 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 18 February 2009 | 15 April 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 18 February 2009 | 26 August 2019 |
| PAMA Group (Hong Kong) Limited 寶銘集團有限公司 | RE | 4 | 03 May 2005 | 15 February 2008 |