SFC Licences of WONG Yat Fun, Alfred 黃逸勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 12 November 2019 | 27 July 2021 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 12 October 2017 | 02 May 2019 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 08 March 2016 | 02 May 2019 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 26 October 2005 | 18 May 2006 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 31 March 2005 | 24 June 2005 |