SFC Licences of LIU Tin Wai 廖天為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 18 October 2010 | 26 November 2019 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 4 | 19 January 2009 | 04 October 2010 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 31 March 2005 | 16 October 2008 |