SFC Licences of CHUNG Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Schonfeld Strategic Advisors (Hong Kong) Limited	RE	9	08 November 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	7	04 April 2018	30 September 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	2	04 April 2018	30 September 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	1	04 April 2018	30 September 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	13 October 2017	04 April 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	13 October 2017	04 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	03 June 2013	26 July 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	02 May 2012	26 July 2017
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	02 May 2012	31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	02 May 2012	31 August 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	20 August 2009	07 March 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	01 April 2005	10 December 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	01 April 2005	10 December 2005