SFC Licences of WONG Koon Po 黃觀保
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 17 April 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 October 2011 | 17 April 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 04 October 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 04 October 2011 | 31 August 2013 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 March 2007 | 20 March 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 December 2006 | 20 March 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 04 July 2006 | 31 October 2006 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 04 July 2006 | 31 October 2006 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 March 2005 | 31 October 2006 |