SFC licenceholder ALW207 CHENG Kai Chung, Garrick 鄭啟充

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 25 January 2018
CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 26 January 2015 16 November 2015
CTI Capital Management Limited 中信信惠國際資本有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 19 March 2013 06 February 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [4] (Advising on Securities) 28 June 2007 01 December 2012
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE [4] (Advising on Securities) 04 June 2007 04 June 2007
China Tonghai Securities Limited 中國通海證券有限公司 RE [4] (Advising on Securities) 11 December 2006 23 May 2007
China Tonghai Securities Limited 中國通海證券有限公司 RE [1] (Dealing in Securities) 06 September 2006 23 May 2007
Platinum Broking Company Limited 百德能經紀有限公司 RE [1] (Dealing in Securities) 30 March 2005 21 July 2006