SFC Licences of CHENG Kai Chung, Garrick 鄭啟充
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 25 January 2018 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 25 January 2018 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 25 January 2018 | |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RO | 9 | 26 January 2015 | 16 November 2015 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RO | 4 | 26 January 2015 | 16 November 2015 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 | RO | 9 | 19 March 2013 | 06 February 2015 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 | RO | 4 | 19 March 2013 | 06 February 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 28 June 2007 | 01 December 2012 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 04 June 2007 | 04 June 2007 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 11 December 2006 | 23 May 2007 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 September 2006 | 23 May 2007 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 30 March 2005 | 21 July 2006 |