SFC Licences of MCMURTRAY Nathan Noel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 02 February 2018
CLSA Limited 中信里昂證券有限公司
RO 1 02 February 2018
CLSA Limited 中信里昂證券有限公司
RO 4 02 February 2018 28 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1, 4 01 August 2017 02 February 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 01 August 2017 02 February 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 07 April 2005 21 November 2008