SFC Licences of MCMURTRAY Nathan Noel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 02 February 2018 | 28 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 02 February 2018 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 02 February 2018 | |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 02 February 2018 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 August 2017 | 02 February 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 August 2017 | 02 February 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 August 2017 | 02 February 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 August 2017 | 02 February 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 07 April 2005 | 21 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 April 2005 | 21 November 2008 |