SFC Licences of LAU Tsz Wing 劉子頴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 09 September 2022
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RE 1 23 October 2018 23 May 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 05 December 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 05 December 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 5 13 September 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 2 13 September 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 5 13 September 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 2 13 September 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 02 June 2015 05 December 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 June 2015 05 December 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 5 02 June 2015 13 September 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 02 June 2015 13 September 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 3 02 June 2015 23 May 2016
J.P. Morgan Securities (Far East) Limited RE 4 15 May 2013 30 April 2015
J.P. Morgan Securities (Far East) Limited RE 1 15 May 2013 30 April 2015
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 5 15 August 2008 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 15 August 2008 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 15 August 2008 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 15 August 2008 23 November 2009
J.P. Morgan Broking (Hong Kong) Limited RE 5 04 April 2005 30 April 2015
J.P. Morgan Broking (Hong Kong) Limited RE 4 04 April 2005 30 April 2015
J.P. Morgan Broking (Hong Kong) Limited RE 2 04 April 2005 30 April 2015
J.P. Morgan Broking (Hong Kong) Limited RE 1 04 April 2005 30 April 2015
J.P. Morgan Securities (Far East) Limited RE 4 04 April 2005 23 May 2012
J.P. Morgan Securities (Far East) Limited RE 1 04 April 2005 23 May 2012