SFC Licences of SIU Hau Yep, Ivan 邵厚業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 24 May 2010 | 11 August 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 24 May 2010 | 11 August 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 24 May 2010 | 11 August 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 17 May 2005 | 25 August 2005 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 May 2005 | 25 August 2005 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 May 2005 | 25 August 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2005 | 25 April 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2005 | 25 April 2005 |