SFC Licences of CHIU Simon Siu Hung 趙少洪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 20 May 2016 31 December 2023
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 20 May 2016 31 December 2023
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 1 20 May 2016 31 December 2023
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 08 April 2016 20 May 2016
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 08 April 2016 20 May 2016
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 08 April 2016 20 May 2016
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 9 07 August 2015 29 March 2016
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 4 07 August 2015 29 March 2016
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 1 07 August 2015 29 March 2016