SFC Licences of CHIU Simon Siu Hung 趙少洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 9 | 20 May 2016 | 31 December 2023 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 4 | 20 May 2016 | 31 December 2023 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 1 | 20 May 2016 | 31 December 2023 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 08 April 2016 | 20 May 2016 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 08 April 2016 | 20 May 2016 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 08 April 2016 | 20 May 2016 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 9 | 07 August 2015 | 29 March 2016 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 4 | 07 August 2015 | 29 March 2016 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 1 | 07 August 2015 | 29 March 2016 |