SFC Licences of TSAI Richard 蔡鎮州
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Global Vision Capital Limited 遠見資本有限公司 | RO | 9 | 12 December 2016 | 12 December 2017 |
| Global Vision Capital Limited 遠見資本有限公司 | RO | 4 | 12 December 2016 | 12 December 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 05 January 2012 | 29 June 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 January 2012 | 29 June 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 January 2012 | 29 June 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 02 June 2011 | 15 October 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 April 2005 | 15 October 2011 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 04 April 2005 | 15 October 2011 |