SFC Licences of LIU Ying Yin 劉盈吟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 November 2011 | 13 July 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 13 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 July 2008 | 13 July 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 July 2008 | 03 September 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 April 2005 | 31 May 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 April 2005 | 31 May 2006 |