SFC Licences of RAMSEY Michael Ryan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 30 September 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 20 June 2011 30 September 2016
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 20 June 2011 30 December 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 20 June 2011 30 December 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 31 December 2010 14 June 2011
MUSHK Limited RE 1 18 August 2010 30 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 17 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 17 December 2008
Lehman Brothers Futures Asia Limited RE 2 01 June 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 01 June 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 01 June 2007 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 01 June 2007 29 September 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 April 2005 27 April 2007