SFC Licences of YEO Keng Swee 楊慶瑞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oxbow Capital Management (HK) Limited RE 9 22 June 2015
Merrill Lynch Far East Limited RE 2 02 July 2013 17 March 2015
Merrill Lynch Far East Limited RE 1 02 July 2013 17 March 2015
Merrill Lynch (Asia Pacific) Limited RE 1 02 July 2013 17 March 2015
Point72 Hong Kong Limited RE 9 01 June 2009 06 May 2013
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 9 28 November 2008 19 March 2009
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 4 28 November 2008 19 March 2009
UBS Asset Management (Hong Kong) Limited RE 9 11 April 2005 14 July 2008
UBS Asset Management (Hong Kong) Limited RE 4 11 April 2005 14 July 2008