SFC Licences of YEO Keng Swee 楊慶瑞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oxbow Capital Management (HK) Limited | RE | 9 | 22 June 2015 | |
Merrill Lynch Far East Limited | RE | 2 | 02 July 2013 | 17 March 2015 |
Merrill Lynch Far East Limited | RE | 1 | 02 July 2013 | 17 March 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2013 | 17 March 2015 |
Point72 Hong Kong Limited | RE | 9 | 01 June 2009 | 06 May 2013 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 9 | 28 November 2008 | 19 March 2009 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 4 | 28 November 2008 | 19 March 2009 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 11 April 2005 | 14 July 2008 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 11 April 2005 | 14 July 2008 |