SFC Licences of YUEN Ka Lok, David 阮家洛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 10 March 2016 | 31 March 2020 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 03 June 2014 | 01 March 2016 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 19 January 2011 | 01 March 2016 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 January 2011 | 31 March 2011 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 31 December 2007 | 20 September 2008 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 May 2005 | 11 July 2005 |