SFC Licences of MOK Kit Ling 莫潔玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 23 May 2008 16 August 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 May 2008 16 August 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 13 April 2005 07 August 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 13 April 2005 07 August 2006
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 13 April 2005 07 August 2006