SFC Licences of LAU Wai Man 劉威文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 5 | 27 January 2015 | |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 2 | 27 January 2015 | |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 27 August 2014 | 27 January 2015 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 27 August 2014 | 27 January 2015 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 9 | 07 November 2008 | 04 May 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 10 May 2007 | 04 May 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 May 2007 | 04 May 2012 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 20 June 2005 | 16 March 2007 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 20 June 2005 | 16 March 2007 |