SFC Licences of SHIH CO Kathryn Y. 施許怡敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 14 September 2017 | 01 January 2019 |
UBS Securities Asia Limited | RO | 1 | 08 April 2016 | 14 September 2017 |