SFC Licences of HO Chun-Te 何俊德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 24 May 2013 | 31 August 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 21 January 2013 | 31 August 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 21 January 2013 | 31 August 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 21 January 2013 | 31 August 2014 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 21 January 2013 | 31 March 2014 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RO | 9 | 02 November 2011 | 01 January 2013 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RO | 4 | 02 November 2011 | 01 January 2013 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 02 November 2005 | 02 November 2011 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 02 November 2005 | 02 November 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 April 2005 | 13 September 2005 |