SFC Licences of YEUNG Man Chi 楊文志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 12 May 2016 | 11 September 2017 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 05 June 2014 | 30 November 2015 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 04 February 2014 | 04 April 2014 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 15 April 2005 | 16 January 2008 |