SFC Licences of SUN Xiangxiao 孫祥霄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 2 | 29 October 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 29 October 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 18 October 2017 | 29 October 2021 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 October 2017 | 29 October 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 16 December 2015 | 19 August 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 December 2015 | 19 August 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 December 2015 | 31 August 2016 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 07 October 2015 | 09 November 2015 |
UBS Securities Asia Limited | RE | 1 | 03 September 2007 | 11 July 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 07 March 2007 | 10 August 2007 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 April 2005 | 10 August 2007 |