SFC Licences of CHENG Lai Ling 鄭勵玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 17 July 2006 | 03 August 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 01 September 2005 | 03 August 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 September 2005 | 03 August 2007 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 May 2005 | 31 August 2005 |