SFC Licences of CHAN Sheung Yan, Andrew 陳上仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ZMF Asset Management Limited 中募金融資管有限公司 RO 4 04 March 2021
ZMF Asset Management Limited 中募金融資管有限公司 RO 1 04 March 2021
ZMF Asset Management Limited 中募金融資管有限公司 RE 9 04 March 2021
ZMF Asset Management Limited 中募金融資管有限公司 RE 1 24 December 2020 04 March 2021
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 6 17 March 2015 18 December 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 1 17 March 2015 18 December 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 06 June 2014 01 March 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 21 May 2013 01 March 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 15 June 2010 01 March 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 15 June 2010 01 March 2015
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 15 June 2010 31 March 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 18 March 2008 21 May 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 November 2005 21 May 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 November 2005 21 May 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 16 August 2005 18 November 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 April 2005 18 November 2005